FINANCIAL COMMUNICATION: FRAMEWORK AND PRACTICES - 2019 EDITION

174 5. AMF Position no. 2006-17 of July 10, 2006 on the notion of profit forecasts 6. AMF Position no. 2007-17 of October 23, 2007 Questions & Answers relating to profit forecasts 7. AMF Position/Recommendation no. 2009-16 of December 10, 2009 (updated on April 13, 2015): Guide for compiling registration documents 8. AMF Position/Recommendation no. 2010-03 of September 16, 2010 (updated on May 5, 2011): AMF Q&A regarding the transfer to Euronext Growth of a company listed on Euronext 9. AMF Position/Recommendation no. 2019-01 of January 8, 2019 on information to be provided by companies in the event of the issuance of shares or securities granting access to the share capital where a prospectus subject to AMF approval is not published 10. AMF Position/Recommendation no. 2014-14 of December 2, 2014 (updated on April 13, 2015): Guide for compiling registration documents for mid-caps 11. AMF Instruction no. 2016-04 of October 21, 2016 (updated on January 15, 2018) on disclosure requirements for public offerings or financial instruments admitted to trading on a regulated market 12. AMF Instruction no. 2018-07 on information to be provided to investors in connection with a public offering for an amount of less than €8 million II. REGULATORYTEXTS CONCERNING ONGOING DISCLOSURES A. European sources 1. Regulation (EU) no. 596/2014 of the European Parliament and of the Council of April 16, 2014 on market abuse, repealing Directive 2003/2014/EC 2. Commission Delegated Regulation (EU) no. 2016/522 of December 17, 2015 supplementing Regulation (EU) no. 596/2014 of the European Parliament and of the Council, as regards an exemption for certain third countries’ public bodies and central banks, the indicators of market manipulation, the disclosure thresholds, the competent authority for notifications of delays, the permission for trading during closed periods and types of notifiable managers’ transactions 3. ESMA Guidelines on the Market Abuse Regulation of October 20, 2016 (in force since December 20, 2016)