FINANCIAL COMMUNICATION: FRAMEWORK AND PRACTICES - 2019 EDITION

173 REGULATORYTEXTS FINANCIAL DISCLOSURE: I. REGULATORYTEXTS CONCERNING OFFERS OF SECURITIESTOTHE PUBLIC A. European sources 1. Directive 2003/71/EC of the European Parliament and of the Council of November 4, 2003 on the prospectus to be published when securities are offered to the public or admitted to trading, and amending Directive 2001/34/EC (the Prospectus Directive). Amended by Directive 2010/73/EU and Directive 2010/78/EC of November 24, 2010 and supplemented by Commission Delegated Regulations (EU) no. 486/2012 of March 30, 2012 and no. 392/2014 of March 7, 2014 2. Regulation (EC) no. 809/2004 of the Commission of April 29, 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council concerning information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and the dissemination of advertisements. Commission Delegated Regulations (EU) no. 486/2012 of March 30, 2012, no. 862/2012 of June 4, 2012, no. 759/2013 of April 30, 2013 and no. 2016/301 of November 30, 2015 3. Regulation (EU) 2017/1129 of June 14, 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, repealing Directive 2003/71/EC supplemented by the Commission Delegated Regulations (EU) of March 14, 2019 4. Recommendations – March 2013 – Update by ESMA of the CESR recommendations in preparation of a coherent application of the European Commission’s Ruling on Prospectus no. 809-2004 (Ref.: ESMA/2013/319) 5. Commission Recommendation of April 27, 2004 concerning certain components of the simplified prospectus described in schedule C of Annex I of Council Directive 85/611/EEC (text with EEA relevance) (referenced under number C(2004) 1541/2) (OJEU L 144 of April 30, 2004, pp. 45-58) Questions & Answers : positions that are jointly accepted by the Members of ESMA (28 th  version – March 2018) B. French national sources 1. Articles L. 411-1 to L. 412-3 and L. 621-8 to L. 621-8-3 of the French Monetary and Financial Code 2. Articles D. 411-1 to D. 411-4 of the French Monetary and Financial Code (list of qualified investors) 3. AMF General Regulations , articles 211-1 et seq. , Title 1 (Offer of securities to the public or admission to trading of securities on a regulated market) of Book II (Issuers and financial disclosure) 4. AMF Recommendation no. 2009-11 of June 8, 2009 on the preparation of financial transactions submitted for AMF approval Index Regulatory texts